Options broker - PDFSEARCH.IO - Document Search Engine

Options broker
Results: 182

#	Item
111	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Relating to Manual Orders Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-12 09:46:35 Investment Business NYSE Arca Securities Exchange Act Floor broker New York Stock Exchange Order U.S. Securities and Exchange Commission Stock market Financial economics United States securities law
112	Order Approving Proposed Rule Change Relating to the SizeQuote Mechanism; Rel. No[removed], File No. SR-CBOE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-24 15:52:10 United States Securities and Exchange Commission Investment United States securities law Economy of the United States Chicago Board Options Exchange Floor broker Securities Exchange Act Order Financial economics Stock market Financial markets
113	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-09 18:33:19 Stock market Investment Floor broker Economy of the United States Securities Exchange Act Chicago Board Options Exchange Order Financial markets Financial economics United States Securities and Exchange Commission
114	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]September 5, 2012 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-05 14:45:27 Economy of the United States Financial system Dot-com OptionsXpress Self-regulatory organizations Broker-dealer Securities Exchange Act Financial Industry Regulatory Authority Chicago Board Options Exchange United States securities law Financial economics Financial markets
115	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-01-25 15:51:11 Stock market Economy of the United States United States Securities and Exchange Commission Order PCX Chicago Board Options Exchange Options Price Reporting Authority Pacific Exchange Floor broker Financial markets Financial economics Investment
116	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]December 1, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Boar Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-02 15:59:36 Stock market United States securities law 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Chicago Board Options Exchange U.S. Securities and Exchange Commission Broker-dealer Order Financial economics Finance Investment
117	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]August 3, 2004 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Propose Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-03 18:02:00 Financial markets Financial services Options Clearing Corporation Short Broker-dealer Security U.S. Securities and Exchange Commission Futures contract Financial economics Financial system Finance
118	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]May 5, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Rel Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-05 18:31:56 Finance Options Clearing Corporation Short Floor broker Broker-dealer Securities Exchange Act Exchange rate Financial markets Economics Financial economics
119	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]December 15, 2008 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-18 09:13:12 Financial system Financial markets Broker-dealer Fixed income market Securities Exchange Act U.S. Securities and Exchange Commission Federal Reserve System Chicago Board Options Exchange Net capital rule Finance Financial economics United States securities law
120	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 30, 2004 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Re Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-01 17:13:21 Investment Chicago Board Options Exchange Financial markets Floor broker Order Option Stock market Financial economics Finance

UPDATE